Sandra Helene Bantien

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2015 → Present
  Ubs Financial Services Inc
  Muskegon, MI

Previous Registrations

• 2012-06-28 → 2015-08-11
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Grand Rapids, MI
• 2011-01-07 → 2012-06-28
  Ubs Financial Services Inc.
  Grand Rapids, MI
  Weehawken, NJ
  Muskegon, MI
  Muskegon, MI

Exams

• S66 Uniform Combined State Law Examination
  2011-01-03
• S63 Uniform Securities Agent State Law Examination
  2001-06-20

Other Names

• Sandra Helene Mertz
• Sandra H Bantien
• Sandra Helene Rupright
• Sandra Helene Helene Bantien