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Samantha A Anne Parker-Hopkins

Ubs Financial Services Inc.

Tampa, FL

Lakeland, FL

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-06-16
TX RA APPROVED_RES 2008-11-17
FL RA APPROVED 2008-10-13
  • IL RA
    APPROVED
    Since 2025-06-16
  • TX RA
    APPROVED_RES
    Since 2008-11-17
  • FL RA
    APPROVED
    Since 2008-10-13

Branch Locations

101 East Kennedy Boulevard, Suite 1800, Tampa, FL 33602 • United States

Lakeland, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Tampa FL 09/2008 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-07-03
S63 Uniform Securities Agent State Law Examination 2001-07-02
  • S65 Uniform Investment Adviser Law Examination
    2001-07-03
  • S63 Uniform Securities Agent State Law Examination
    2001-07-02
Other Names
  • Parker
  • Samantha Anne Parker Hopkins

View on SEC IAPD

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