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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2016-06-06
  • FL RA
    APPROVED
    Since 2016-06-06

Branch Locations

2553 1St Avenue North, St. Petersburg, FL 33713 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Linsco / Private Ledger Corp. St. Petersburg FL 05/2002 Present
  • 05/2002 → Present
    Linsco / Private Ledger Corp.
    St. Petersburg, FL
Other Businesses

(1) 08/14/06 - OWN A 1 BEDROOM CONDO IN HYANNIS MASS /RENTAL/1200.00 ANNUAL INCOME. (2) REAL ESTATE RENTAL: 4965 14TH AVE N ST PETERSBURG, FL 33710, 5% OF TIME SPENT, $5,900 ANNUAL RENTAL INCOME -APPROVED 12/18/09. (3) 07/29/2013 - NOTARY - NOTARY FOR OFFICE - 5% OF TIME SPENT - ST. PETERSBURG, FL

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-06-03
S63 Uniform Securities Agent State Law Examination 2001-08-20
  • S65 Uniform Investment Adviser Law Examination
    2016-06-03
  • S63 Uniform Securities Agent State Law Examination
    2001-08-20
Other Names
  • Cheryl Anne Chatfield

View on SEC IAPD

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