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777 North Capitol Street, Ne, Washington, DC 20002 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-03-02 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Icma Retirement Corporation | Washington | DC | 05/2006 | Present |
1) Name: Imperial Stockton Mobile Estates. Non-investment related. Address: 8700 West Ln, Stockton, CA 95210. Nature of business: Mobile home park. Position: Shareholder. Start date: 10/01/2004. Number of hours/month devoted to the other business: 0; during security trading hours 0. Duties: None. 2) Name: Volcano Cool. Non-investment related. Nature of Business: Live musical performances. Sole Proprietorship. Address: From his home in Sacramento, California. Position: Musician. Start Date: 05/11/2026. Hours per month devoted to other business 0; during securities trading hours 0. Duties: Play music
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2001-09-10 |
| S65 | Uniform Investment Adviser Law Examination | 2000-07-08 |
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