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2300 Windy Ridge Parkway Suite 750, Atlanta, GA 30339 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2024-10-12 |
| MI | RA | APPROVED | 2024-10-12 |
| TX | RA | APPROVED | 2024-10-12 |
Branch Locations
4550 Post Oak Place Ste 228, Houston, TX 77027 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| American Portfolios Financial Services, Inc | Houston | TX | 09/2003 | 10/2024 |
| Osaic Wealth, Inc. | Scottsdale | AZ | 10/2024 | Present |
| Osaic Wealth, Inc. | Scottsdale | AZ | 10/2024 | Present |
| Osaic Advisory Services | Atlanta | GA | 10/2024 | Present |
1. CENTRAL TEXAS ARTISANS (FORMERLY EOTD ART CENTER) POSITION: Board member NATURE: This is a 501c3 community art charity INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/01/2024 ADDRESS: 405 Valley View West Rd,, San Marcos TX 78666, United States DESCRIPTION: Help oversee the generation of donations and disbursements in achieving Central Texas Artisan's mission 2. POWER OF ATTORNEY - POA POSITION: Power of Attorney (POA) NATURE: Appointed as Power of Attorney (POA) for my sister, Susan Dobbins, in the event of her incapacity to handle her financial affairs. She is not a client INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 02/06/2026 ADDRESS: 900 Alpine Trl, San Marcos TX 78666, United States DESCRIPTION: Facilitate the management of her financial affairs in the event she becomes incapacitated in the future
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-07-20 |
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