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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-01-14
ID RA APPROVED 2015-03-10
  • TX RA
    APPROVED_RES
    Since 2020-01-14
  • ID RA
    APPROVED
    Since 2015-03-10

Branch Locations

Bollinger Financial Center 301 D Street Suite C, Lewiston, ID 83501 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc Lewiston ID 03/2015 Present
  • 03/2015 → Present
    Stifel Nicolaus & Co Inc
    Lewiston, ID
Previous Registrations
  • 2002-07-23 → 2015-03-12
    Moscow, ID
    Moscow, ID
  • 2002-03-27 → 2004-04-01
    Davidson Trust Co.
    Lewiston, ID
Other Businesses

1. Lewis-Clark Valley Healthcare Foundation; PO Box 104, Lewiston, ID 83501; Distribute foundation dollars to other entities to improve healthcare in the area; Board Member; Help decide who gets the distribution; 02/03/2021; 5 Hours per Month; Not During Securities Trading Hours; Not Investment-Related. 2. Valley Off Road Bike Association, Inc; 301 d st suite c, lewiston, ID 83501; non profit biking group; secretary - board of directors; keep books and records for non profit; 01/23/2023; 5 Hours per Week; Not during securities trading hours; Not Investment-Related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-07-23
  • S66 Uniform Combined State Law Examination
    2001-07-23
Other Names
  • Joe Travis

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Lewiston, ID

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