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858 Camp Street, New Orleans, LA 70130 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-01-22 |
| CA | RA | APPROVED | 2023-01-09 |
| OH | RA | APPROVED | 2023-01-09 |
| PA | RA | APPROVED | 2023-01-09 |
| TX | RA | APPROVED_RES | 2023-01-09 |
Branch Locations
858 Camp Street, New Orleans, LA 70130 • United States
9465 Wilshire Blvd. Suite 300, Beverly Hills, CA 90212 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates, Inc. | Beverly Hills | CA | 12/2015 | 01/2023 |
| Newedge Securities Ince | Pittsburgh | PA | 01/2023 | Present |
| Newedge Advisors | New Orleans | LA | 01/2023 | Present |
1. GuardianFC, LLC - DBA for NewEdge Advisors, LLC business - Investment Related - Investment Advisor Representative - at reported business location - 100% of time is devoted to this during trading hours. 2.Fixed Insurance / Fixed Annuity*Beverly Hills, CA * Yes Invest*Fixed Insurance / Fixed Annuity*1/6/2023*Managing Director*Investment Advisor*1 Hr/1 Hr non Trade Friedman Family Trust*Beverly Hills, California *Yes Invest*1/6/23*Trustee*0 Hours
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2016-04-23 |
| S66 | Uniform Combined State Law Examination | 2004-05-27 |
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