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Shelby Anderson Lake

Osaic Wealth, Inc.

Centerville, OH

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2017-01-06
  • OH RA
    APPROVED
    Since 2017-01-06

Branch Locations

10793 Yankee St, Centerville, OH 45458 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wrp Investments, Inc. Youngstown OH 01/2008 01/2017
Sterne Agee Financial Services, Inc. Centerville OH 09/2014 01/2017
Sterne Agee Investment Advisor Services, Inc. Birmingham AL 01/2015 01/2017
Royal Alliance Associates Centerville OH 01/2017 Present
  • 01/2008 → 01/2017
    Wrp Investments, Inc.
    Youngstown, OH
  • 09/2014 → 01/2017
    Sterne Agee Financial Services, Inc.
    Centerville, OH
  • 01/2015 → 01/2017
    Sterne Agee Investment Advisor Services, Inc.
    Birmingham, AL
  • 01/2017 → Present
    Royal Alliance Associates
    Centerville, OH
Previous Registrations
  • 2015-01-30 → 2017-01-18
    Birmingham, AL
  • 2008-01-25 → 2015-01-30
    Wrp Investments, Inc.
    Centerville, OH
    Youngstown, OH
  • 2003-06-26 → 2008-01-30
    Ameriprise Advisor Services, Inc.
    Dayton, OH
    Washington Township, OH
Other Businesses

1. ABS FINANCIAL GROUP, INC. POSITION: Co-President NATURE: S Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 05/01/2008 ADDRESS: 10793 Yankee St., Centerville OH 45458, United States DESCRIPTION: Financial Services Life, Disability, Long Term Care insurance Services

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-07-09
S63 Uniform Securities Agent State Law Examination 1999-09-22
  • S65 Uniform Investment Adviser Law Examination
    2001-07-09
  • S63 Uniform Securities Agent State Law Examination
    1999-09-22
Other Names
  • Shelby Ranee Anderson
  • Shelby Ranee Anderson
  • Shelby Anderson Lake
  • Shelby Ranee Anderson Lake

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