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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-09-06
MD RA APPROVED 2017-03-25
MI RA APPROVED 2017-03-25
  • TX RA
    APPROVED_RES
    Since 2024-09-06
  • MD RA
    APPROVED
    Since 2017-03-25
  • MI RA
    APPROVED
    Since 2017-03-25

Branch Locations

3000 Town Center Suites 2900 And 3100, Southfield, MI 48075 • United States

Ann Arbor, MI • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Southfield MI 01/2015 03/2017
Massmutual Life Insuance Co Southfield MI 07/2016 Present
Mml Investors Services, Llc Southfield MI 03/2017 Present
  • 01/2015 → 03/2017
    Metlife Securities Inc.
    Southfield, MI
  • 07/2016 → Present
    Massmutual Life Insuance Co
    Southfield, MI
  • 03/2017 → Present
    Southfield, MI
Previous Registrations
  • 2015-01-02 → 2017-03-25
    Msi Financial Services, Inc.
    Southfield, MI
    Southfield, MI
    Southfield, MI
  • 2010-07-22 → 2015-01-02
    New England Securities
    Southfield, MI
    Grand Rapids, MI
    Southfield, MI
Other Businesses

NAME: KNYSH FINANCIAL INC. INV REL: Y ADD: 3000 TOWN CENTER SUITES 2900 AND 3100, SOUTHFIELD, MI 48075 NATURE: ENTITY FOR PROCESSING INVESTMENT ADVISORY COMPENSATION POSITION: OWNER START DATE: 11/07/2022 NO HRS/MO: 0 NO/HRS MO DUR TRADING: 0 DESCRIBE DUTIES: ENTITY OWNERSHIP AND ADMINISTRATION.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-06-12
S63 Uniform Securities Agent State Law Examination 2001-06-05
  • S65 Uniform Investment Adviser Law Examination
    2010-06-12
  • S63 Uniform Securities Agent State Law Examination
    2001-06-05

View on SEC IAPD

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