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Peter Karle

Morgan Stanley

Purchase, NY

Concord, MA

CRD 4396304

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-09-28
  • TX RA
    APPROVED_RES
    Since 2023-09-28

Branch Locations

2000 Westchester Avenue, Purchase, NY 10577-2530 • USA

Concord, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Boston MA 04/2001 09/2020
Morgan Stanley Concord MA 10/2020 Present
  • 04/2001 → 09/2020
    Fidelity Brokerage Services Llc
    Boston, MA
  • 10/2020 → Present
    Morgan Stanley
    Concord, MA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2002-02-04
  • S63 Uniform Securities Agent State Law Examination
    2002-02-04

View on SEC IAPD

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