Thomas Michael Tye

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2009 → Present
  Lpl Financial, Llc
  Danville, KY

Previous Registrations

• 2007-02-07 → 2009-12-16
  Edward Jones
  Danville, KY

Other Businesses

1. 12/15/2009: Tye Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 12/15/2010: Blue Moon Rentals, LLC - Investment Related - At Reported Business Location(s) - Real Estate Rental - Time Spent 2% - 4 commercial rental units. Tye Financial group is main tenant. No others are customers. 3. 04/22/2022 - Lune Bleue, LLC - Not Investment Related - Danville, KY - Start Date - 04/18/2022 - 5 Hours Per Month/ 0 Hours During Securities Trading.

Exams

• S66 Uniform Combined State Law Examination
  2007-01-25
• S63 Uniform Securities Agent State Law Examination
  2001-07-06

Designations

• Certified Financial Planner