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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2011-01-04 |
| KY | RA | APPROVED | 2009-12-16 |
Branch Locations
141 North 3Rd Street, Danville, KY 40422 • United States
25 River Dr, Irvine, KY 40336 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Danville | KY | 12/2009 | Present |
1. 12/15/2009: Tye Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 12/15/2010: Blue Moon Rentals, LLC - Investment Related - At Reported Business Location(s) - Real Estate Rental - Time Spent 2% - 4 commercial rental units. Tye Financial group is main tenant. No others are customers. 3. 04/22/2022 - Lune Bleue, LLC - Not Investment Related - Danville, KY - Start Date - 04/18/2022 - 5 Hours Per Month/ 0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-01-25 |
| S63 | Uniform Securities Agent State Law Examination | 2001-07-06 |
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