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Truist Advisory Services, Inc. CRD 283390
$77.4B regulatory AUM 509 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2022-06-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Charlotte | NC | 05/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Charlotte | NC | 11/2016 | 06/2022 |
| Truist Investment Services, Inc. | Charlotte | NC | 06/2022 | Present |
| Truist Advisory Services, Inc. | Charlotte | NC | 06/2022 | Present |
SAMUEL MADDEN POSITION: Owner NATURE: rental property INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2013 ADDRESS: , Charlotte NC , United States DESCRIPTION: previous residence being rented NOTARY POSITION: Notary NATURE: Notarization of paperwork INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/20/2009 ADDRESS: , Charlotte NC , United States DESCRIPTION: Notarization of signatures on documents YELLOW BEE PUBLISHING, LLC POSITION: CEO NATURE: Book Publishing INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 02/25/2022 ADDRESS: , charlotte NC , United States DESCRIPTION: publishing of kid books YELLOW BEE, LLC POSITION: President NATURE: food catering company INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 02/07/2017 ADDRESS: , Charlotte NC , United States DESCRIPTION: food catering
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-10-15 |
| S63 | Uniform Securities Agent State Law Examination | 2001-08-23 |
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