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3930 E. Ray Road Suite 155, Phoenix, AZ 85044 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2026-02-18 |
Branch Locations
Bridgerton, MO • United States
3930 E. Ray Road Suite 155, Phoenix, AZ 85044 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| American Family Securities, Llc | Maryland Heights | MO | 05/2001 | Present |
| American Family Insurance | Maryland Heights | MO | 11/1981 | Present |
| Brookwood Investment Group | Phoenix | AZ | 01/2025 | Present |
1) WGI TECHNOLOGY, LLC. NOT INVESTMENT-RELATED. BRIDGETON, MO. RECEPTACLE SHARE OF STOCK IN FLASHTECH INC. TREASURER. 10/00 TO PRESENT. ONE HR/MO(DURING TRADING HRS). TREASURER. 2) VILAS AT WHISPERING PINES. INVESTMENT-RELATED. ST. CHARLES, MO. CONDO DEVELOPMENT. CURRENTLY 8% OWNER. 0 HRS/0 DURING TRADING HRS. NO DUTIES. 3) MULTIPLE RENTAL PROPERTIES. INVESTMENT-RELATED. BRIDGETON, MO. RENTAL PROPERTY. OWNER/LANDLORD. 01/91 TO PRESENT. 3 HRS/MO, NONE DURING TRADING HRS. LANDLORD. 4) WESTBRIDGE BANK & TRUST. INVESTMENT-RELATED. CHESTERFIELD, MO. BANKING. BOARD MEMBER. 09/06 TO PRESENT. 2 HRS/MO, 1 DURING TRADING HRS. ADVISORY BOARD. 5) AURDIN HOMES. INVESTMENT-RELATED. ST CHARLES, MO. RES PROPERTY DEVELOPMENT. INVESTOR. 02/09 TO PRESENT. 0 HRS/MO, 0 DURING TRADING HRS. GUARANTEE A LOAN. 6) AGS PROP, LLC. INV-REL. BRIDGETON, MO. REAL ESTATE. MEMBER. 04/2009 TO PRES. 4 HRS/MO, 2 DURING TR HRS. ADMIN.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-03-01 |
| S63 | Uniform Securities Agent State Law Examination | 2001-10-01 |
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