John Mark Ross

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2016 → 04/2018
  U.S. Bancorp Investments, Inc
  Missoula, MT
• 04/2018 → 02/2022
  Wells Fargo Clearing Services, Llc
  Billings, MT
• 02/2022 → Present
  Lpl Financial Llc
  Dallas, TX

Previous Registrations

• 2018-05-01 → 2022-02-11
  Wells Fargo Clearing Services, Llc
  Sidney, MT
  Glasgow, MT
  Billings, MT
  Bozeman, MT
  Dillon, MT
  Livingston, MT
  Butte, MT
  Helena, MT
  Helena, MT
  Boise, ID
  Forsyth, MT
  Helena, MT
  Helena, MT
  Bozeman, MT
• 2016-03-18 → 2018-05-02
  U.S. Bancorp Investments, Inc.
  Missoula, MT
  Bozeman, MT
  Bozeman, MT
  Great Falls, MT
  Albuquerque, NM
  Santa Fe, NM
  Grants, NM
  Kalispell, MT
  Great Falls, MT
  Shelby, MT
  Havre, MT
  Helena, MT
  Billings, MT
  Billings, MT
  Billings, MT
  Great Falls, MT
  Albuquerque, NM
  Billings, MT
  Santa Fe, NM
  Santa Fe, NM
  Butte, MT
  Fort Benton, MT
  Hamilton, MT
  Missoula, MT
  Great Falls, MT
  Missoula, MT
  Albuquerque, NM
  Albuquerque, NM
  Santa Fe, NM
  Albuquerque, NM
• 2016-02-02 → 2016-03-23
  Ubs Financial Services Inc.
  Albuquerque, NM
• 2011-01-03 → 2016-02-08
  Wells Fargo Clearing Services, Llc
  Texarkana, TX
  Tucson, AZ
  Albuquerque, NM
  Albuquerque, NM
  El Paso, TX
  Texarkana, AR
  New Boston, TX
  Ashdown, AR
  Atlanta, TX
  Texarkana, TX
  Texarkana, AR
  Texarkana, AR
  Albuquerque, NM
  Texarkana, TX
  Texarkana, TX
  Texarkana, TX
  Texarkana, TX
  New Boston, TX
  Texarkana, TX
  Rio Rancho, NM
  Albuquerque, NM
  Bernalillo, NM
  Albuquerque, NM
  Tucson, AZ
• 2009-06-29 → 2011-01-03
  Wells Fargo Investments, Llc
  Atlanta, TX
  Texarkana, AR
  Texarkana, AR
  Ashdown, AR
  Texarkana, AR
  Texarkana, TX
  Fort Worth, TX
  Texarkana, TX
  New Boston, TX
• 2009-06-01 → 2009-06-24
  Morgan Stanley
  Lubbock, TX
• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Lubbock, TX
• 2006-01-31 → 2007-04-02
  Morgan Stanley Dw Inc.
  Lubbock, TX
• 2002-05-08 → 2006-01-20
  Invest Financial Corporation
  Lubbock, TX

Exams

• S66 Uniform Combined State Law Examination
  2002-04-25
• S63 Uniform Securities Agent State Law Examination
  2001-07-05