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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-06-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Midwestern Securities Trading Company, Llc | East Peoria | IL | 01/2011 | 09/2020 |
| First National Bank Of Nokomis | Nokomis | IL | 01/2011 | Present |
| Securities America,Inc. | Nokomis | IL | 09/2020 | 06/2024 |
| Securities America Advisors | Nokomis | IL | 09/2020 | 06/2024 |
| Osaic Wealth, Inc. | Nokomis | IL | 06/2024 | Present |
1. NEW LIFE PREGNANCY CENTER POSITION: Volunteer NATURE: New Life Pregnancy Center INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/10/2015 ADDRESS: 1698 E Pershing Rd, Decatur IL 62526 DESCRIPTION: Volunteer 2. 4 H SHOOTING SPORTS POSITION: volunteer Instructor NATURE: Archery instruction INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 10/15/2012 ADDRESS: 1856 E 2300 N RD, STONINGTON IL 62567 DESCRIPTION: Archery Instruction 3. FIRST NATIONAL BANK OF NOKOMIS INVESTMENT SERVICES POSITION: Agent NATURE: Advisor Affiliation: Securities America Advisors INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 01/01/2011 ADDRESS: 122 W State Street, Nokomis IL 62075 DESCRIPTION: Financial planning, Fee based investment services, Commission based investment services, Life insurance sales, Annuity sales 4. FIRST NATIONAL BANK OF NOKOMIS INVESTMENT SERVICES POSITION: IAR NATURE: Advisor Affiliation: Securities America Advisors INVESTMENT RELATED: Yes NUMBER OF HOURS: 180 SECURITIES TRADING HOURS: 130 START DATE: 01/01/2011 ADDRESS: 122 W State Street, Nokomis IL 62075 DESCRIPTION: Financial Planning Fee Based Investment Services Commission Based Investment Services
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-08-09 |
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