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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2006-09-22
  • TX RA
    APPROVED_RES
    Since 2006-09-22

Branch Locations

800 Willamette St, Eugene, OR 97401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Inc. Eugene OR 12/2000 Present
Bank Of America, N.A. Eugene OR 05/2011 Present
  • 12/2000 → Present
    Merrill Lynch, Pierce, Fenner & Smith Inc.
    Eugene, OR
  • 05/2011 → Present
    Bank Of America, N.A.
    Eugene, OR
Other Businesses

I*134043For profit or not for profit: Non-Profit OrganizationName of outside business organization: Airport Rotary FoundationInvestment related: NAddress of business:Eugene, Oregon 97401Nature of business: Charitable Organization,Position, title, association: Director, Start date of relationship: 9/30/2020Number of hours devoted: 6 hour(s) QuarterlyNumber of hours devoted during trading hours: 1Duties: Eugene Airport Rotary Foundation is a 501C-3 Organization set up for the purpose of providing College Scholarships to Lane County Oregon High School Senior's and returning previous scholarship recipients I*3786272, Entity Type: , Name of OBA: L A G Trust, Address: Eugene, Oregon, 97401, Investment Related: N, Position, Title, Association: Trustee, Employee Start Date: 02/18/2026, No Hours: 12 Yearly, No Hours during Trading: 12 Yearly, Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-07-18
  • S66 Uniform Combined State Law Examination
    2001-07-18

View on SEC IAPD

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