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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-03-22 |
| IN | RA | APPROVED | 2012-12-14 |
| IL | RA | APPROVED | 2011-04-18 |
Branch Locations
13355 Noel Rd Division - Texas South, Dallas, TX 75240 • United States
2021 Spring Rd, Oak Brook, IL 60523 • United States
Elmhurst, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch Pierce, Fenner &Amp; Smith, Inc. | Oak Brook | IL | 04/2011 | Present |
I*1996278 Entity Type: N/A Name of OBA: Elmhurst Baseball and Softball League Address: Elmhurst, Illinois, 60126 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 09/29/2024 No Hours: 2 No Hours during trading: 0 Duties: Youth Baseball and Softball League to promote a positive baseball and softball experience for kids in our town, Elmhurst IL. I will be on the board of directors for the league and act as a commissioner for one of the leagues for the 2025 Season.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-07-20 |
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