David Carter Fournier

Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

Authority	Category	Status	Date
WA	RA	APPROVED	2003-07-28

WA RA
APPROVED

Since 2003-07-28

Branch Locations

Edmonds, WA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Axa Advisors, Llc	New York	NY	07/2003	06/2020
Equitable Advisors, Llc	New York	NY	07/2003	Present

07/2003 → 06/2020

Axa Advisors, Llc

New York, NY
07/2003 → Present

Equitable Advisors, Llc

New York, NY

Previous Registrations

2002-01-04 → 2003-07-21

Ubs Financial Services Inc.

Seattle, WA

Other Businesses

Boulder Bluff LLC, approx. 2 hrs. mo. no comp.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2001-12-11

S66 Uniform Combined State Law Examination

2001-12-11

Other Names

David C Fournier

View on SEC IAPD