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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2026-04-20
TX RA APPROVED 2026-04-20
  • MN RA
    APPROVED
    Since 2026-04-20
  • TX RA
    APPROVED
    Since 2026-04-20

Branch Locations

104 Main Ave N, Bagley, MN 56621 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sundquist & Associates Finacial Svcs Clearbrook MN 12/2000 10/2017
Investment Centers Of America Bagley MN 10/2013 10/2017
Commonwealth Financial Network San Diego CA 10/2017 04/2026
Invest Forward Bagley MN 10/2017 01/2026
Red Letter Financial Group, Inc. Bagley MN 11/2025 Present
Cambridge Investment Research, Inc. Fairfield IA 04/2026 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 04/2026 Present
  • 12/2000 → 10/2017
    Sundquist & Associates Finacial Svcs
    Clearbrook, MN
  • 10/2013 → 10/2017
    Investment Centers Of America
    Bagley, MN
  • 10/2017 → 04/2026
    San Diego, CA
  • 10/2017 → 01/2026
    Invest Forward
    Bagley, MN
  • 11/2025 → Present
    Red Letter Financial Group, Inc.
    Bagley, MN
  • 04/2026 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 04/2026 → Present
    Fairfield, IA
Previous Registrations
Other Businesses

1. OPES ONE ADVISORS, 104 Main Ave N, Bagley MN 56621, United States, 01/02/2026, Agent, Insurance/Benefits/Human Resources, NIR, 20 HR/MO - 20 HR/MO TRADING 2. RED LETTER FINANCIAL GROUP, INC., 104 Main Ave N, Bagley MN 56621, United States, 11/25/2025, Vice President, DBA Name, NIR, 160 HR/MO - 120 HR/MO TRADING 3. RED LETTER PROPERTIES, LLC, 104 Main Ave N, Bagley MN 56621, United States, 11/25/2025, Vice President, Real Estate, NIR, 40 HR/MO - 8 HR/MO TRADING 4. CIRA, 1776 Pleasant Plain Road, Fairfield, IA 52556, 04/2026, Investment Advisor Representative, CIRA Affiliation, INV REL, 160 HR/MO, 120 HR/MO TRADING 5. LAVINE LODGINGS LLC, 38568 County 2, Shevlin MN 56676, 05/04/2026, Vice President, Real Estate, NIR, 0 HR/MO - 0 HR/MO TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-02-01
S63 Uniform Securities Agent State Law Examination 2014-01-31
  • S65 Uniform Investment Adviser Law Examination
    2018-02-01
  • S63 Uniform Securities Agent State Law Examination
    2014-01-31
Designations

View on SEC IAPD

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