Christopher Hathaway

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2016 → 09/2023
  Northwestern Mutual Life Insurance Company
  Dallas, TX
• 08/2016 → 09/2023
  Northwestern Mutual Investment Services Llc
  Dallas, TX
• 09/2023 → 02/2026
  Lpl Financial Llc
  Mckinney, TX
• 03/2026 → Present
  Charles Schwab & Co., Inc.
  Dallas, TX
• 03/2026 → Present
  Charles Schwab Bank
  Dallas, TX

Previous Registrations

• 2023-09-27 → 2026-03-13
  Lpl Financial Llc
  Mckinney, TX
  San Diego, CA
  Mckinney, TX
  Mckinney, TX
• 2016-09-22 → 2023-10-06
  Northwestern Mutual Investment Services, Llc
  Frisco, TX
  Dallas, TX
• 2013-08-30 → 2016-08-03
  Wells Fargo Clearing Services, Llc
  Addison, TX
  Dallas, TX
  Dallas, TX
  Dallas, TX
  Dallas, TX
  Fort Worth, TX
  Frisco, TX
  Frisco, TX
  The Colony, TX
• 2008-02-22 → 2013-09-09
  Ubs Financial Services Inc.
  Dallas, TX
• 2007-04-02 → 2008-02-25
  Morgan Stanley & Co. Llc
  Dallas, TX
• 2001-08-27 → 2007-04-02
  Morgan Stanley Dw Inc.
  Dallas, TX
  Dallas, TX

Exams

• S66 Uniform Combined State Law Examination
  2001-08-24

Other Names

• Chris Carroll Hathaway
• Chris Hathaway
• Christopher C Hathaway