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858 Camp Street, New Orleans, LA 70130 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-01-01 |
| NH | RA | APPROVED | 2021-11-01 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Sarasota | FL | 04/2001 | 10/2017 |
| Mid Atlantic Financial Management, Inc. | Pittsburgh | PA | 10/2017 | 11/2021 |
| Newedge Advisors, Llc | New Orleans | LA | 11/2021 | Present |
1. Mr. Grogan conducts advisory services through NewEdge Advisors, LLC, a registered investment advisor, doing business as (DBA) Crescent Wealth Partners. Mr. Grogan is an investment advisor representative and devotes 160 hours per month to this activity during trading hours. 2. Mr. Grogan is a licensed insurance agent/broker. He may offer insurance products and receive customary fees as a result of insurance sales. A conflict of interest may arise as these insurance sales may create an incentive to recommend products based on the compensation earned. To mitigate this potential conflict, Mr. Grogan, as a fiduciary, will act in the client's best interest. 3. Mr. Grogan is non-registered fingerprint personnel with NewEdge Securities, Inc. ("NES"). Member FINRA/SIPC. 4. Crescent Franchise Solutions: Succession Planning for franchise owners - not investment related - 5674 Marquesas circle, Sarasota FL - Founding Partner - 5-10 hours per month are devoted to this activity - zero hours during trading hours - Prospecting for franchise owners in need of succession planning in our natural market.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-03-10 |
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