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Douglas Cormack Bennett

Big Blue Investors, LLC

Ft. Lauderdale , FL

Ft. Lauderdale, FL

CRD 4394977

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Employer firm

Big Blue Investors, LLC CRD 326931

$674.6K regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Big Blue Investors, Llc

Ft. Lauderdale, FL • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-10-30
  • FL RA
    APPROVED
    Since 2023-10-30

Branch Locations

Ft. Lauderdale , FL • United States

2598 E. Sunrise Blvd. Suite 2104, Ft. Lauderdale, FL 33304 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Vontobel Asset Management, Inc Ft Lauderdale FL 09/2012 09/2022
Vontobel Distributors Llc Ft Lauderdale FL 06/2015 09/2022
Big Blue Investors, Llc Ft. Lauderdale FL 05/2023 Present
No Employment Ft. Lauderdale FL 10/2022 07/2023
Big Blue Investors, Llc Ft. Lauderdale FL 10/2023 Present
  • 09/2012 → 09/2022
    Vontobel Asset Management, Inc
    Ft Lauderdale, FL
  • 06/2015 → 09/2022
    Vontobel Distributors Llc
    Ft Lauderdale, FL
  • 05/2023 → Present
    Big Blue Investors, Llc
    Ft. Lauderdale, FL
  • 10/2022 → 07/2023
    No Employment
    Ft. Lauderdale, FL
  • 10/2023 → Present
    Big Blue Investors, Llc
    Ft. Lauderdale, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-06-23
S63 Uniform Securities Agent State Law Examination 2001-07-19
  • S65 Uniform Investment Adviser Law Examination
    2023-06-23
  • S63 Uniform Securities Agent State Law Examination
    2001-07-19

View on SEC IAPD

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