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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2022-10-11 |
| TX | RA | APPROVED | 2022-10-07 |
Branch Locations
2802 N. Highland Ave Ste B, 2802 N. Highland Ave Ste B, TN 38305 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Dominion Investor Services, Inc. | Horseshoe Bay | TX | 08/2012 | 10/2022 |
| Dominion Portfolio Management, Inc | Horseshoe Bay | TX | 08/2012 | 06/2021 |
| Stonebridge Investment Advisors, Llc | Jackson | TN | 01/2017 | 03/2023 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 10/2022 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 10/2022 | Present |
1. KIM MELTON, 2802 N Highland Ave, Ste B, Jackson TN 38305, United States, 08/15/2012, Agent, Insurance/Benefits/Human Resources, NIR, 5 HR/MO - 5 HR/MO TRADING 2. CAMBRIDGE INVESTMENT RESEARCH ADVISORS, 1776 Pleasant Plain Rd, Fairfield IA 52556, United States, 10/10/2022, Investment Advisor Representative, CIRA Affiliation, NIR, 80 HR/MO - 60 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-03-23 |
| S63 | Uniform Securities Agent State Law Examination | 2001-10-15 |
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