Pragnesh Ashar

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2011-06-13
NJ	RA	APPROVED	2008-11-03

TX RA
APPROVED_RES

Since 2011-06-13
NJ RA
APPROVED

Since 2008-11-03

Branch Locations

1100-1800 American Blvd Ci Client Management, Pennington, NJ 08534 • United States

East Brunswick, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Pennington	NJ	11/2006	Present

11/2006 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pennington, NJ

Other Businesses

I*2767261, Entity Type: , Name of OBA: Country woods community association, Address: Fairfield, New Jersey, 07004, Investment Related: N, Position, Title, Association: Board Member, Employee State Date: 10/01/2024, No Hours: 10 Yearly, No Hours during Trading: 0 Yearly, Duties: Take part in board meetings and help board members to take decisions about related betterment of residents.Board member of home owners association.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-10-30
S63	Uniform Securities Agent State Law Examination	2001-10-24

S66 Uniform Combined State Law Examination

2008-10-30
S63 Uniform Securities Agent State Law Examination

2001-10-24

Other Names

Pragnesh Y Ashar

View on SEC IAPD