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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WY | RA | APPROVED | 2021-03-22 |
| TX | RA | APPROVED | 2001-07-18 |
Branch Locations
1601 Elm St Ste 4350, Dallas, TX 75201 • United States
168 Us-89, Alpine, WY 83128 • United States
Alpine, WY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Dallas | TX | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Dallas | TX | 03/2020 | Present |
Business Ownership; Happyman, LLC; Owner; Manage Ameriprise Business; 2409 cameron court, , irving, TX, 75060; Investment-Related; 10/12/2023; 20 to 39 hours per month; 20 to 39 during trading hours. Outside Employment; Happyman, LLC; i run the business and pay all the bills; Manage advisory business; 2409 cameron court, , irving, TX, 75060; Investment-Related; 10/12/2023; 20 to 39 hours per month; 20 to 39 during trading hours / Geaux Sooners, LLC DBA Luminate; I am an employee.; Manage advisory business; 1601 elm street suite 4350, , dallas, TX, 75201; Investment-Related; 08/27/2025; 20 to 39 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-07-17 |
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