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Stephen Michael Ashe

Equitable Advisors, LLC

Rochester, NY

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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-04-18
NY RA APPROVED 2021-05-18
  • TX RA
    APPROVED_RES
    Since 2022-04-18
  • NY RA
    APPROVED
    Since 2021-05-18

Branch Locations

765 Jefferson Road 3Rd Fl, Suite 310, Rochester, NY 14623 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 05/2001 06/2020
Equitable Advisors, Llc New York NY 05/2001 Present
Other Businesses

1) Boughtopn Hill Partners, LLC - Owner non-investment - Fairport, NY - 07/2013 - 1hr/mth. 2) Sandy Beach Partners LLC - Member Non-Investment - Fairport, NY - 10/2018 - 5hrs/mth. 3) North Long LLC - Member non-investment - Fairport, NY - 04/2019 - 1hr/mth. 4) 3975 West Lake Road LLC - Member Non-Investment - Fairpoint, NY - 02/2020 - 1hr/mth. 5) VC Travel LLC - Partner Non-Investment - Fairpoint, NY - 10/2021 - 1hr/mth. 6)Boughton Aviation Partners, LLC - Partner Non-Investment - Fairport, NY - 02/2022 - 1hr/mth. 7) Harry W Kross, LLC - Owner Non-Investment - Fairport, NY - 09/2025 - 1hr/mth. 8) Administrator of Estate - Parent. 9) Independent Agent Outside Fixed Insurance Appointments

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-07-03
  • S66 Uniform Combined State Law Examination
    2001-07-03

View on SEC IAPD

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