Joanna Lynn Prince

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2013 → 02/2023
  Raymond James Financial Services
  Overland Park, KS
• 06/2014 → 02/2023
  Raymond James Financial Services Advisors Inc.
  Overland Park, KS
• 12/2013 → 04/2021
  Spectrum Wealth Advisors
  Overland Park, KS
• 09/2020 → 04/2021
  Compass Planning Group
  Overland Park, KS
• 09/2020 → 02/2023
  Caliber Wealth Management
  Overland Park, KS
• 02/2023 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Leawood, KS

Previous Registrations

• 2014-06-13 → 2023-02-28
  Raymond James Financial Services Advisors, Inc
  Overland Park, KS
  Overland Park, KS
  Overland Park, KS

Exams

• S66 Uniform Combined State Law Examination
  2014-04-01
• S63 Uniform Securities Agent State Law Examination
  1999-09-09

Other Names

• Joanna Lynn Dickensheets
• Joanna Lynn Miller
• Joanna Miller
• Joanna L. Miller
• Joanna L Prince