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Kurt Andrew Schmiemann

Raymond James & Associates, Inc.

Chapel Hill, NC

CRD 4393981

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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2022-08-23
  • NC RA
    APPROVED
    Since 2022-08-23

Branch Locations

101 Glen Lennox Dr Suite 260, Chapel Hill, NC 27517 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Chapel Hill NC 04/2011 11/2016
Wells Fargo Clearing Services, Llc Chapel Hill NC 11/2016 08/2022
Raymond James & Associates, Inc. Chapel Hill NC 08/2022 Present
Previous Registrations
Other Businesses

NOTARY; NOT INVESTMENT RELATED; DURHAM, NORTH CAROLINA; START DATE 3/2011; LESS THAN 1 HR PER MONTH; LESS THAN 1 HR PER MONTH DURING TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-03-10
S63 Uniform Securities Agent State Law Examination 2002-11-22
  • S66 Uniform Combined State Law Examination
    2011-03-10
  • S63 Uniform Securities Agent State Law Examination
    2002-11-22
Other Names
  • Kurt A Schmiemann

View on SEC IAPD

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