James Anthony Brewer

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2013 → Present
  Lpl Financial
  Huntsville, AL
• 11/2013 → Present
  Redstone Federal C U
  Huntsville, AL

Previous Registrations

• 2008-07-31 → 2013-11-06
  Cetera Investment Services Llc
  Huntsville, AL
  Huntsville, AL
  Huntsville, AL

Other Businesses

1. 11/05/2013- Investment products and services are offered through LPL Financial LLC using the DBA/trade name REDSTONE BROKERAGE SERVICES - Investment Related - At Reported Business Location(s) - 40 HRS/WK - STARTED 6-92 - REDSTONE FEDERAL CREDIT UNION 2. 06/18/2015 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name REDSTONE BROKERAGE SERVICES - INV REL - At Reported Business Location(s) - START 11/06/2013 - 160 HRS/MO DURING SECS TRDG HRS 3. 12/05/2025 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Wealth Management at Redstone Federal Credit Union - Investment Related - At Reported Business Location(s) - Start Date 01/05/2026 - 160 hours per month/ during trading

Exams

• S66 Uniform Combined State Law Examination
  2008-07-28

Other Names

• Tony Brewer