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Philip Rowland Church Dudley

Dudley Capital Management LLC

Middleburg, VA

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Current Employers
Dudley Capital Management Llc

115 The Plains Road Suite 250, Middleburg, VA 20117 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-05-09
VA RA APPROVED 2017-01-12
  • TX RA
    APPROVED_RES
    Since 2019-05-09
  • VA RA
    APPROVED
    Since 2017-01-12

Branch Locations

115 The Plains Road Suite 250, Middleburg, VA 20117 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc Washington DC 11/2008 Present
Morgan Stanley Smith Barney Washington DC 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
Dudley Capital Management Llc Middleburg VA 12/2016 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-03-13
S63 Uniform Securities Agent State Law Examination 2001-08-08
  • S65 Uniform Investment Adviser Law Examination
    2002-03-13
  • S63 Uniform Securities Agent State Law Examination
    2001-08-08
Other Names
  • Philip Rowland Dudley

View on SEC IAPD

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