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Schwab Wealth Advisory, Inc. CRD 159035
168,774 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-01-06 |
| CO | RA | APPROVED | 2017-11-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Brokerage Services Llc | Lone Tree | CO | 12/2014 | 10/2017 |
| Strategic Advisers, Inc. | Lone Tree | CO | 01/2015 | 10/2017 |
| Charles Schwab Wealth Advisory | Lone Tree | CO | 10/2017 | Present |
| Charles Schwab & Co., Inc. | Lone Tree | CO | 10/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-12-17 |
| S63 | Uniform Securities Agent State Law Examination | 2001-07-02 |
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