Herman Gunter

Employer firm

Independent Financial Partners CRD 125112

$16.3B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars
• NON-DISCRETIONARY INVESTMENT ADVICE

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2009 → 05/2019
  Lpl Financial
  Live Oak, FL
• 07/2010 → Present
  Independent Financial Partners
  Live Oak, FL
• 05/2019 → Present
  Ifp Securities, Llc
  Live Oak, FL

Previous Registrations

• 2010-08-28 → 2012-02-15
  Lpl Financial Llc
  Live Oak, FL
  San Diego, CA
  Live Oak, FL
• 2005-06-29 → 2008-05-14
  Invesco Aim Private Asset Management, Inc.
  Houston, TX

Other Businesses

(1) 07/15/2010 - NON-VARIABLE INSURANCE, 5% OF TIME SPENT. (2) 07/30/2013 - DBA ONLY, GUNTER FINANCIAL. (3) 04/30/2015 - INDEPENDENT FINANCIAL PARTNERS - INV REL - AT REPORTED BUSINESS LOCATION(S) - REGISTERED INVESTMENT ADVISOR DBA - (HYBRID) GUNTER FINANCIAL - START 07/28/2010 - 150 HRS/MO DURING SECS TRDG HRS (4) Pregnancy Care Center; Non-Profit 201(c)(3); Not Investment Related; 130 NW Hilton Ave, Lake City, FL 32055; Medical and counseling services to women in the North Florida area; Board Member' Start 10/23/20; 3 hrs/mo, 2 hrs/mo during trading. (5) Suwannee County Republican Executive Committee - not investment related - 101 White Avenue SE, Live Oak, FL 32064 - Local Republican Party for Suwannee County - board member - start date Dec. 1, 2024 - 5 hours/month - 1 hour/month during trading - Serve as Precinct and State Committeeman (6) Suwannee High School – not investment related – 1314 Pine Ave SW, Live Oak, FL 32064 – high school athletics – employee – start date Jul 1, 2026 – 20 hours/month – men's cross country coach

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-06-27
• S63 Uniform Securities Agent State Law Examination
  2001-07-16

Designations

• Certified Financial Planner