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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2021-11-03
TX RA APPROVED_RES 2021-11-03
  • PA RA
    APPROVED
    Since 2021-11-03
  • TX RA
    APPROVED_RES
    Since 2021-11-03

Branch Locations

804 Centre Street, Ashland, PA 17921 • United States

2-8 South Main Street, Shenandoah, PA 17976 • United States

1826 West Market Street, Pottsville, PA 17901 • United States

1 South Centre Street, Pottsville, PA 17901 • United States

201 W. Front St., Berwick, PA 18603 • United States

Conyngham, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
M&T Securities Schuylkill PA 06/2003 Present
Lpl Financial, Llc Pottsville PA 06/2021 Present
Lpl Financial Llc Pottsville PA 06/2021 Present
Previous Registrations
  • 2017-02-13 → 2021-06-09
    M&T Securities, Inc.
    Schuylkill Haven, PA
    Hamburg, PA
    Cressona, PA
    Orwigsburg, PA
    Pottsville, PA
    Schuylkill Haven, PA
    Pottsville, PA
    Womelsdorf, PA
    Strausstown, PA
    Sinking Spring, PA
    Frackville, PA
    Shenandoah, PA
    Wilkes-Barre, PA
    Cheektowaga, NY
    Topton, PA
    York, PA
    Shenandoah, PA
    Ashland, PA
    Baltimore, MD
Other Businesses

1. 04/21/2021 - Wilmington Advisors @ M&T - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-02-10
  • S66 Uniform Combined State Law Examination
    2017-02-10
Other Names
  • Christopher Kokinda

View on SEC IAPD

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