Mark Ulicny

Employer firm

Prime Capital Financial CRD 288712

$39.1B regulatory AUM 1,816 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2013 → 11/2017
  Girard Securities, Inc.
  San Diego, CA
• 01/2013 → 09/2023
  United Capital Financial Advisers, Llc
  Newport Beach, CA
• 11/2017 → 08/2020
  Cetera Advisor Networks Llc
  El Segundo, CA
• 09/2023 → Present
  Prime Capital Investment Advisors, Llc
  Overland Park, KS
• 01/2024 → Present
  Private Client Services
  Bethesda, MD

Previous Registrations

• 2013-02-01 → 2023-10-27
  United Capital Financial Advisors
  Bethesda, MD
• 2017-11-01 → 2019-06-13
  Cetera Wealth Services, Llc
  Mclean, VA
  Bethesda, MD
• 2016-06-10 → 2017-11-01
  Girard Securities, Inc.
  Bethesda, MD
  San Diego, CA
  Mclean, VA
• 2011-02-09 → 2013-01-03
  New England Securities
  Elkridge, MD
  Bethesda, MD

Other Businesses

1) PCRM, LLC. 6201 College Blvd, Ste 150, Overland Park, KS 66211. Sale and service of fixed insurance products. Insurance Agent. 2) Prime Capital Investment Advisors, LLC. 6201 College Blvd, Suite 150, Overland Park, KS 66211. RIA. 120 hrs/mo; 120 during trading hrs.

Exams

• S63 Uniform Securities Agent State Law Examination
  2001-10-20

Designations

• Certified Financial Planner

Other Names

• Mark Joseph Ulicny