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40 Ne Loop 410 Suite 644, San Antonio, TX 78216 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2024-07-12 |
| NY | RA | APPROVED | 2023-09-27 |
| FL | RA | APPROVED | 2021-08-25 |
| VA | RA | APPROVED | 2021-07-13 |
| CA | RA | APPROVED | 2015-09-24 |
| TX | RA | APPROVED | 2011-11-01 |
Branch Locations
40 Ne Loop 410 Suite 644, San Antonio, TX 78216 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | San Antonio | TX | 07/2005 | Present |
| Texas Legacy Wealth Management | San Antonio | TX | 11/2011 | Present |
1. 1/16/2014 - TLHC, LLC - Investment Related - Business Entity For Tax/Investment Purposes Only - Time Spent 1% - Holding company to hold family assets. 2. 01/16/2014 - DBA for LPL Business (entity for LPL business) - Texas Legacy Wealth Management - At Reported Business Location(s) 3. 01/16/2014 - TLWM, LLC dba Texas Legacy Wealth Management - Non-Variable Insurance. - At Reported Business Location(s) - Inv Related - TIME SPENT 5% 4. 04/25/2014 - Texas Legacy Wealth Management - Registered Investment Advisor - Inv related - TIME SPENT 90% 5. 11/19/2015 - TLWM, LLC - DBA for LPL Business (entity for LPL business) - Inv Related - At Reported Business Location(s) - Start date: 12/19/2013 - 100 Hrs/Mth - 8 Hrs During Trading. 6. 11/17/2016: TLWM, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 12/19/2013 - 100 Hours per Month/8 Hours During Securities Trading - I provide investment advisory services through TLWM, LLC, an independent investment advisor firm. I started this business activity in November 2011 . I expect to spend approximately 100 hours per month] on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 7. 5/29/2018 - TLREM, LLC - Investment Related - SAN ANTONIO TX - Business Entity For Tax/Investment Purposes Only - Start Date: 01/16/2014 - 0 Hours Per Month/0 Hours During Securities Trading - Entity is used to hold personal investments. 8. 6/11/2018 - Investment Related - Other-Notary - Started 06/01/2018 - 0 Hrs/Mth - 0 Hrs During Trading. 9. 2/22/2021 - OZNE, LLC - Not Investment Related - 14326 Alt 90 Kingsbury TX 78638 - Business Entity For Tax/Investment Purposes Only - Start Date: 2/1/2021 - 1 Hour Per Month/0 Hours During Securities Trading - Entity used to hold personal investments. 10. 10/19/2021 - TLREM, LLC. dba Pellegrino Ranch - Not Investment Related - DRSAN ANTONIO TX- Business Owner - Start Date: 01/16/2014 - 20 Hours Per Month/0 Hours During Securities Trading. 11. 10/28/2021 - TLWM, LLC - DBA: TLWM Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 10/27/2021 - 160 Hours Per Month/8 Hours During Securities Trading. 12) 06/11/2025 - Infinity Revocable Trust - Not Investment Related - Act in a Fiduciary Capacity - At Reported Business Location(s) - Start Date:06/11/2024 - 3 Hrs/Mth - 0 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-05-12 |
| S63 | Uniform Securities Agent State Law Examination | 2001-05-31 |
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