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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2023-12-15 |
| NY | RA | APPROVED | 2022-09-21 |
| SC | RA | APPROVED | 2022-09-21 |
| FL | RA | APPROVED | 2022-09-19 |
| KY | RA | APPROVED | 2022-09-19 |
| MO | RA | APPROVED | 2022-09-19 |
| PA | RA | APPROVED | 2022-09-19 |
| SD | RA | APPROVED | 2022-09-19 |
| OH | RA | APPROVED | 2022-09-16 |
| TX | RA | APPROVED_RES | 2015-09-17 |
| IN | RA | APPROVED | 2015-06-30 |
Branch Locations
8801 River Crossing Blvd Suite 400, Indianapolis, IN 46240-4609 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Indianapolis | IN | 06/2015 | Present |
Memorial Day Mile, Inc. / 2035 Saint Andrews Ct Franklin,IN 46131 / Other/ Charities, Cultural, Educational & Political Organisations / Organize an annual road race in Franklin, Indiana / Member of Board of Directors / / Assist in determining strategy and race day operations, including t-shirs and timing. / Start Date Non profit corporation / 1/30/15
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-07-29 |
| S63 | Uniform Securities Agent State Law Examination | 2012-01-26 |
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