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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2024-05-20 |
Branch Locations
4660 S. Hagadorn Road Suite 130, East Lansing, MI 48823 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Financial Engines Advisors L.L.C. | Ann Arbor | MI | 02/2017 | 09/2018 |
| Unemployed | Ann Arbor | MI | 06/2016 | 01/2017 |
| Edward Jones | St.LOuis | MO | 09/2018 | 05/2019 |
| Sigma Financial Corporation | Ann Arbor | MI | 01/2020 | 10/2021 |
| Unemployed | Dexter | MI | 06/2019 | 12/2019 |
| Fidelity Investments | Ann Arbor | MI | 01/2022 | 05/2024 |
| Spc | Ann Arbor | MI | 01/2020 | 10/2021 |
| Unemployed | Dexter | MI | 11/2021 | 12/2021 |
| Fidelity Brokerage Services Llc | Ann Arbor | MI | 01/2022 | 05/2024 |
| Fidelity Personal And Workplace Advisors | Ann Arbor | MI | 01/2022 | 05/2024 |
| Tiaa | East Lansing | MI | 05/2024 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | East Lansing | MI | 05/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2018-11-19 |
| S66 | Uniform Combined State Law Examination | 2012-07-16 |
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