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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2024-05-20
  • MI RA
    APPROVED
    Since 2024-05-20

Branch Locations

Dexter, MI • United States

4660 S. Hagadorn Road Suite 130, East Lansing, MI 48823 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Financial Engines Advisors L.L.C. Ann Arbor MI 02/2017 09/2018
Unemployed Ann Arbor MI 06/2016 01/2017
Edward Jones St.LOuis MO 09/2018 05/2019
Sigma Financial Corporation Ann Arbor MI 01/2020 10/2021
Unemployed Dexter MI 06/2019 12/2019
Fidelity Investments Ann Arbor MI 01/2022 05/2024
Spc Ann Arbor MI 01/2020 10/2021
Unemployed Dexter MI 11/2021 12/2021
Fidelity Brokerage Services Llc Ann Arbor MI 01/2022 05/2024
Fidelity Personal And Workplace Advisors Ann Arbor MI 01/2022 05/2024
Tiaa East Lansing MI 05/2024 Present
Tiaa-Cref Individual & Institutional Services, Llc East Lansing MI 05/2024 Present
  • 02/2017 → 09/2018
    Financial Engines Advisors L.L.C.
    Ann Arbor, MI
  • 06/2016 → 01/2017
    Unemployed
    Ann Arbor, MI
  • 09/2018 → 05/2019
    St.LOuis, MO
  • 01/2020 → 10/2021
    Sigma Financial Corporation
    Ann Arbor, MI
  • 06/2019 → 12/2019
    Unemployed
    Dexter, MI
  • 01/2022 → 05/2024
    Fidelity Investments
    Ann Arbor, MI
  • 01/2020 → 10/2021
    Ann Arbor, MI
  • 11/2021 → 12/2021
    Unemployed
    Dexter, MI
  • 01/2022 → 05/2024
    Fidelity Brokerage Services Llc
    Ann Arbor, MI
  • 01/2022 → 05/2024
    Fidelity Personal And Workplace Advisors
    Ann Arbor, MI
  • 05/2024 → Present
    Tiaa
    East Lansing, MI
  • 05/2024 → Present
    East Lansing, MI
Previous Registrations
  • 2022-02-08 → 2024-05-13
    Fidelity Personal And Workplace Advisors
    Ann Arbor, MI
  • 2020-01-24 → 2021-10-14
    Ann Arbor, MI
  • 2018-09-24 → 2019-05-31
    Dexter, MI
    St Louis, MO
    Dexter, MI
  • 2017-02-16 → 2018-09-24
    Ann Arbor, MI
  • 2012-07-23 → 2016-06-03
    Ann Arbor, MI
    Albuquerque, NM
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2018-11-19
S66 Uniform Combined State Law Examination 2012-07-16
  • S63 Uniform Securities Agent State Law Examination
    2018-11-19
  • S66 Uniform Combined State Law Examination
    2012-07-16
Other Names
  • Stacy A Rohloff
  • Stacy A Talarico
  • Stacy A Swihart
  • Stacy A Talarico
  • Stacy Talarico
  • Stacy Ann Talarico

View on SEC IAPD

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