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Current Employers
Independent Financial Partners

3030 North Rocky Point Drive West Suite 700, Tampa, FL 33607 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2021-11-02
  • IN RA
    APPROVED
    Since 2021-11-02

Branch Locations

3030 North Rocky Point Drive West Suite 700, Tampa, FL 33607 • United States

301 East Carmel Dr. Suite G002, Carmel, IN 46032 • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Summit Brokerage Services Inc Carmel IN 04/2013 10/2018
Summit Financial Group Inc Carmel IN 04/2013 10/2018
Tcfg Wealth Management, Llc Laguna Niguel CA 10/2018 10/2021
Tcfg Investment Advisors, Llc Laguna Niguel CA 10/2018 10/2021
Tcfg Insurance Solutions, Llc Laguna Niguel CA 10/2018 10/2021
Ifp Securities Llc Tampa FL 10/2021 Present
Independent Financial Partners Tampa FL 10/2021 Present
  • 04/2013 → 10/2018
    Summit Brokerage Services Inc
    Carmel, IN
  • 04/2013 → 10/2018
    Summit Financial Group Inc
    Carmel, IN
  • 10/2018 → 10/2021
    Tcfg Wealth Management, Llc
    Laguna Niguel, CA
  • 10/2018 → 10/2021
    Laguna Niguel, CA
  • 10/2018 → 10/2021
    Tcfg Insurance Solutions, Llc
    Laguna Niguel, CA
  • 10/2021 → Present
    Ifp Securities Llc
    Tampa, FL
  • 10/2021 → Present
    Tampa, FL
Previous Registrations
  • 2018-10-10 → 2021-10-20
    Carmel, IN
    Laguna Niguel, CA
    Carmel, IN
  • 2013-04-26 → 2018-10-16
    Summit Financial Group Inc
    Carmel, IN
  • 2012-10-01 → 2013-04-15
    Ssn Advisory, Inc.
    Carmel, IN
  • 2006-11-14 → 2012-10-11
    Concourse Financial Group Securities, Inc.
    Noblesville, IN
    Greenwood, IN
    Carmel, IN
  • 2005-03-08 → 2006-11-09
    Kokomo, IN
    Noblesville, IN
Other Businesses

(1) ZEBRA FINANCIAL, INC; SINCE 09/09/2001; ADDRESS SAME AS BRANCH; PRESIDENT; DBA NAME;marketing brand for activities for broker at TCFG Wealth Management, LLC; 196 HOURS SPENT ON ACTIVITY MONTHLY, 196 DURING TRADING HOURS (2) Hamilton Heights Middle School; not investment related; 25150 State Rte 19,Arcadia,IN. 46030; Golf Coach; start date 3/14/2023. 20 hours/month; coach golf to the students and supervise at matches (3) Indiana PGA - not investment related - 9795 Crosspoint Blvd, STE 170, Indianapolis,IN. 46256 - JR PGA Coach Teach and run matches for Bearslide Jr PGA program - Volunteer - start date 7/1/2023 - 10 hours a month - Coach and instruct Jr PGA in practice and matches (4) Jr PGA Bearslide GC - not investment related - 6770 E 231st,Cicero, IN 46034 - Coaching Jr PGA program - - Employee - start date June 11, 2023 - 15 hours/month - run practice on Sunday afternoons run matches 6 on Monday and Wednesday nights (5) Z Factor Golf - not investment related - 1115 Bear Cub Dr, Cicero, IN 46034 - Golf Coaching - owner - start date 11/30/2023 - 20 hours/month - Coach golf, buy and rehab golf clubs to give to kids (6) Hamilton Heights School Corp - not investment related - 410 W Main St. Arcadia, In. 46030 - School system - employee - start date 4/17/2025 - 40 hours/month - 2 hours/month during trading - Coaching both middle school and high school golf teams

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-04-23
S63 Uniform Securities Agent State Law Examination 2002-04-29
  • S65 Uniform Investment Adviser Law Examination
    2004-04-23
  • S63 Uniform Securities Agent State Law Examination
    2002-04-29

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