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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2023-08-02
TX RA APPROVED 2023-07-31
  • MD RA
    APPROVED
    Since 2023-08-02
  • TX RA
    APPROVED
    Since 2023-07-31

Branch Locations

901 Dulaney Valley Rd, Towson, MD 21204 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Towson MD 01/2001 10/2019
Labre Capital Financial Llc Parkville MD 09/2012 10/2019
Eagle Strategies Llc Parkville MD 12/2014 10/2019
Morgan Stanley Smith Barney Llc Hunt Valley MD 10/2019 07/2023
Morgan Stanley Private Bank, N.A New York NY 11/2019 07/2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated Towson MD 07/2023 Present
Bank Of America, N.A. Towson MD 09/2023 Present
  • 01/2001 → 10/2019
    New York Life
    Towson, MD
  • 09/2012 → 10/2019
    Labre Capital Financial Llc
    Parkville, MD
  • 12/2014 → 10/2019
    Parkville, MD
  • 10/2019 → 07/2023
    Morgan Stanley Smith Barney Llc
    Hunt Valley, MD
  • 11/2019 → 07/2023
    Morgan Stanley Private Bank, N.A
    New York, NY
  • 07/2023 → Present
    Towson, MD
  • 09/2023 → Present
    Bank Of America, N.A.
    Towson, MD
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-11-25
S63 Uniform Securities Agent State Law Examination 2007-07-31
  • S66 Uniform Combined State Law Examination
    2014-11-25
  • S63 Uniform Securities Agent State Law Examination
    2007-07-31

View on SEC IAPD

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