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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2023-08-02 |
| TX | RA | APPROVED | 2023-07-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life | Towson | MD | 01/2001 | 10/2019 |
| Labre Capital Financial Llc | Parkville | MD | 09/2012 | 10/2019 |
| Eagle Strategies Llc | Parkville | MD | 12/2014 | 10/2019 |
| Morgan Stanley Smith Barney Llc | Hunt Valley | MD | 10/2019 | 07/2023 |
| Morgan Stanley Private Bank, N.A | New York | NY | 11/2019 | 07/2023 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Towson | MD | 07/2023 | Present |
| Bank Of America, N.A. | Towson | MD | 09/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-11-25 |
| S63 | Uniform Securities Agent State Law Examination | 2007-07-31 |
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