Douglas Bryan Holder

Employer firm

Private Advisor Group, LLC CRD 155216

$44.3B regulatory AUM 1,033 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2012 → Present
  Lpl Financial Llc
  Lafayette, IN
• 09/2008 → 12/2019
  Advantage Investment Management Llc
  West Lafayette, IN
• 10/2019 → Present
  Private Advisor Group, Llc
  Lafayette, IN

Previous Registrations

• 2009-05-05 → 2019-12-31
  Advantage Investment Management, Llc
  West Lafayette, IN
• 2003-07-21 → 2012-07-31
  National Planning Corporation
  West Lafayette, IN
• 2001-08-20 → 2003-07-24
  Walnut Street Advisers Inc
  Lafayette, IN

Other Businesses

1. 06/22/2012: NO BUSINESS NAME - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - NON-VARIABLE INSURANCE - 3% OF TIME SPENT - INS TYPES: TERM, UL, LTC, FIXED ANNUITIES 2. 06/22/2012: D. BRYAN HOLDER & CO - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - TAX CONDUIT FOR EXPENSES OF LPL BUSINESS. 3. 06/22/2012: CORNERSTONE FINANCIAL - AT REPORTED BUSINESS LOCATION(S) - NON-VARIABLE INSURANCE DBA. 4. 6/16/2014: CORNERSTONE FINANCIAL PROPERTIES, LLC - INVESTMENT RELATED - 2020 UNION ST., SUITE 400, LAFAYETTE, IN 47904 - REAL ESTATE RENTAL - STARTED 06/15/14 - 1% OF TIME SPENT - OWNER - OFFICE RENTAL. 5. 12/19/2019 - Private Advisor Group - DBA: (Hybrid) Cornerstone Financial - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 09/03/2019 - 160 Hours Per Month/130 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 12/2019. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6. 12/19/2019 - Private Advisor Group, LLC - DBA: (Hybrid) Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date: 09/03/2019 - 160 Hours Per Month/160 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 12/2019. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 7. 08/10/2023 - Cornerstone Financial - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 06/22/2012 - 40 Hours Per Month/ 40 Hours During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-02-29
• S63 Uniform Securities Agent State Law Examination
  1999-05-18

Designations

• Certified Financial Planner

Other Names

• D. Bryan Holder