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Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2017-10-26 |
| NM | RA | APPROVED | 2012-01-06 |
Branch Locations
Albuquerque, NM • United States
11350 Random Hills Rd Suite 800 Room 889, Fairfax, VA 22030 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wfgia | Alexandria | VA | 06/2001 | Present |
| Freemasons | Albuquerque | NM | 05/2011 | 12/2019 |
| Transamerica Financial Advisors, Llc | Alexandria | VA | 01/2012 | Present |
| Artist | Albuquerque | NM | 10/2012 | Present |
| Albuquerque District Of The United Methodist Men | Albuquerque | NM | 01/2012 | 06/2017 |
| National Speleological Foundation | Dayton | OH | 09/2013 | 11/2022 |
| Cap (Community Alliance Partner) Program | Albuquerque | NM | 05/2014 | 05/2017 |
| National Speleological Society | Huntsville | AL | 05/1999 | 01/2018 |
| Smith's Food And Drug | Albuquerque | NM | 08/2016 | 10/2016 |
| Superior Access | Austin | TX | 12/2016 | 06/2017 |
| Liberty Tax | Albuquerque | NM | 01/2017 | 06/2018 |
| Harris Teeter | Charlottesville | VA | 01/2018 | 03/2018 |
| Charlottesville Grotto Of The National Speleologial Society | Crozet | VA | 03/2018 | 01/2020 |
| Western Albemarle Rescue Squad | Crozet | VA | 03/2018 | 04/2025 |
| National Speleological Society - Arts & Letters Section | Huntsville | AL | 09/1999 | 12/2019 |
| National Speleological Society | Huntsville | AL | 09/2009 | Present |
| Millennial Property & Casualty Insurance Services | San Diego | CA | 11/2018 | 02/2020 |
| Tbnj Agency | Crozet | VA | 12/2017 | 02/2022 |
| Virginia Region Of The National Speleological Society | Huntsville | AL | 12/2018 | 12/2021 |
| Us Soccer Foundation (Ussf) | Chicago | IL | 03/2019 | 01/2020 |
| Netlaw, Inc | Louisville | KY | 05/2019 | 11/2023 |
| Crozet Trolley | Crozet | VA | 06/2019 | 02/2022 |
| Charlottesville Grotto Of The National Speleological Society | Crozet | VA | 01/2020 | 11/2025 |
| The Heartland Institute Of Financial Education (Hife) | Greenwood Village | CO | 12/2019 | Present |
| Field School Of Charlottesville | Crozet | VA | 02/2020 | 03/2020 |
| Crozet United Methodist Church | Crozet | VA | 01/2020 | 11/2022 |
| Western Albermarle Rescue Squad | Crozet | VA | 01/2021 | 03/2025 |
| 7Bnj Incorporated | North Garden | VA | 01/2022 | 12/2025 |
| Blue Ridge Mountain Rescue Group, Inc. | Charlottesville | VA | 07/2018 | Present |
| North Garden Volunteer Fire Company | North Garden | VA | 07/2018 | Present |
| National Speleological Foundation | Perkasie | PA | 11/2022 | Present |
| Cove Garden Ruritan Club | North Garden | VA | 01/2025 | 12/2025 |
| Western Albemarle Rescue Squad - Secretary | Crozet | VA | 01/2021 | Present |
| Netlaw | Louisville | KY | 09/2025 | Present |
| A Nice Yard, Llc | Estancia | NM | 07/2026 | Present |
Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. Artist/ Albuquerque Nm 87111, Start Date 10-2012, Not Investment Related, Sole Owner in Charge of Creating Art, Creating Art for Public Consumption, 5 Hrs./Week. NATIONAL SPELEOLOGICAL FOUNDATION POSITION: Emeritus NATURE: Science Education Not INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/20/2022 ADDRESS: 1008 West Schwenk Mill Road, Perkasie PA 18944, United States DESCRIPTION: I have no more responsibilities or daily activities as Emeritus. I read the emails sent to me and am able to show up at meetings and provide commentary. I have no voting rights, nor hold any official capacity. The Heartland Institute of Financial Education (HIFE)/ Emp Dates: 1219 To Present/ not Investment Related: No /Address: Greenwood Village, Co 80111/ Position: Cfed Registry Instructor / Nature of Business: Certified Financial Education Instructor Teaching Adults Financial Education, Usually at Their Workplace/Hrs. Work Monthly: 20/Sec Trading Hrs.: 0/ Duties: Teach And Be A Coach For Adults Who Seek Financial Education From A Certified Financial Education Registry Instructor Blue Ridge Mountain Rescue Group/ not investment related/ position is Callout Qualified / Observatory Mountain Engineering Research Facility, Old Reservoir Rd, Charlottesville, VA 22903 / HRs during trading 0/ search and rescue missions occur randomly. North Garden Volunteer Fire Company/ not investment related / Volunteer Fire Fighter / hrs monthly - 10/ during trading 0/ 4907 Plank Rd, North Garden, VA 22959 North Garden Volunteer Fire Company/ not investment related / Volunteer Fire Fighter / hrs monthly - 10/ during trading 0/ 4907 Plank Rd, North Garden, VA 22959 NATIONAL SPELEOLOGICAL FOUNDATION POSITION: CMTE CO-CHAIRMAN NATURE: Science Education not INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/20/2022 ADDRESS: HUNTSVILLE, AL, United States DESCRIPTION:NA. WESTERN ALBEMARLE RESCUE SQUAD - SECRETARY POSITION: Secretary NATURE: Volunteer fire department. Not INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2021 ADDRESS: 1265 Crozet Ave, P.O. Box 188, Crozet VA 22393, United States DESCRIPTION: Nothing financial related. Typical secretarial duties for the volunteer fire department. Not a paid position. NETLAW POSITION: Agent NATURE: Estate Planning INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 09/29/2025 ADDRESS: 12910 Shelbyville Road, Louisville KY 40243, United States DESCRIPTION: Assist clients to input their data into a software program for wills, trusts, and estate planning and work with the Hargrove Firm's legal teams. A NICE YARD, LLC POSITION: Landscaper NATURE: Landscaping INVESTMENT RELATED: No NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 6 START DATE: 07/01/2026 ADDRESS: 1310 Senter Avenue, Estancia NM 87016, United States DESCRIPTION: I will be a laborer that will be digging trenches, laying conduit for electricity, concrete work, tile and flagstone placement, French drainwork, gardening, running water lines, fencework, welding for gates, installing driveways, assisting with outdoor buildings and general property maintenance.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-02-26 |
| S63 | Uniform Securities Agent State Law Examination | 2002-02-22 |
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