Best Investors Account Sign in
Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2017-10-26
NM RA APPROVED 2012-01-06
  • VA RA
    APPROVED
    Since 2017-10-26
  • NM RA
    APPROVED
    Since 2012-01-06

Branch Locations

Albuquerque, NM • United States

11350 Random Hills Rd Suite 800 Room 889, Fairfax, VA 22030 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wfgia Alexandria VA 06/2001 Present
Freemasons Albuquerque NM 05/2011 12/2019
Transamerica Financial Advisors, Llc Alexandria VA 01/2012 Present
Artist Albuquerque NM 10/2012 Present
Albuquerque District Of The United Methodist Men Albuquerque NM 01/2012 06/2017
National Speleological Foundation Dayton OH 09/2013 11/2022
Cap (Community Alliance Partner) Program Albuquerque NM 05/2014 05/2017
National Speleological Society Huntsville AL 05/1999 01/2018
Smith's Food And Drug Albuquerque NM 08/2016 10/2016
Superior Access Austin TX 12/2016 06/2017
Liberty Tax Albuquerque NM 01/2017 06/2018
Harris Teeter Charlottesville VA 01/2018 03/2018
Charlottesville Grotto Of The National Speleologial Society Crozet VA 03/2018 01/2020
Western Albemarle Rescue Squad Crozet VA 03/2018 04/2025
National Speleological Society - Arts & Letters Section Huntsville AL 09/1999 12/2019
National Speleological Society Huntsville AL 09/2009 Present
Millennial Property & Casualty Insurance Services San Diego CA 11/2018 02/2020
Tbnj Agency Crozet VA 12/2017 02/2022
Virginia Region Of The National Speleological Society Huntsville AL 12/2018 12/2021
Us Soccer Foundation (Ussf) Chicago IL 03/2019 01/2020
Netlaw, Inc Louisville KY 05/2019 11/2023
Crozet Trolley Crozet VA 06/2019 02/2022
Charlottesville Grotto Of The National Speleological Society Crozet VA 01/2020 11/2025
The Heartland Institute Of Financial Education (Hife) Greenwood Village CO 12/2019 Present
Field School Of Charlottesville Crozet VA 02/2020 03/2020
Crozet United Methodist Church Crozet VA 01/2020 11/2022
Western Albermarle Rescue Squad Crozet VA 01/2021 03/2025
7Bnj Incorporated North Garden VA 01/2022 12/2025
Blue Ridge Mountain Rescue Group, Inc. Charlottesville VA 07/2018 Present
North Garden Volunteer Fire Company North Garden VA 07/2018 Present
National Speleological Foundation Perkasie PA 11/2022 Present
Cove Garden Ruritan Club North Garden VA 01/2025 12/2025
Western Albemarle Rescue Squad - Secretary Crozet VA 01/2021 Present
Netlaw Louisville KY 09/2025 Present
A Nice Yard, Llc Estancia NM 07/2026 Present
  • 06/2001 → Present
    Wfgia
    Alexandria, VA
  • 05/2011 → 12/2019
    Freemasons
    Albuquerque, NM
  • 01/2012 → Present
    Alexandria, VA
  • 10/2012 → Present
    Artist
    Albuquerque, NM
  • 01/2012 → 06/2017
    Albuquerque District Of The United Methodist Men
    Albuquerque, NM
  • 09/2013 → 11/2022
    National Speleological Foundation
    Dayton, OH
  • 05/2014 → 05/2017
    Cap (Community Alliance Partner) Program
    Albuquerque, NM
  • 05/1999 → 01/2018
    National Speleological Society
    Huntsville, AL
  • 08/2016 → 10/2016
    Smith's Food And Drug
    Albuquerque, NM
  • 12/2016 → 06/2017
    Superior Access
    Austin, TX
  • 01/2017 → 06/2018
    Liberty Tax
    Albuquerque, NM
  • 01/2018 → 03/2018
    Harris Teeter
    Charlottesville, VA
  • 03/2018 → 01/2020
    Charlottesville Grotto Of The National Speleologial Society
    Crozet, VA
  • 03/2018 → 04/2025
    Western Albemarle Rescue Squad
    Crozet, VA
  • 09/1999 → 12/2019
    National Speleological Society - Arts & Letters Section
    Huntsville, AL
  • 09/2009 → Present
    National Speleological Society
    Huntsville, AL
  • 11/2018 → 02/2020
    Millennial Property & Casualty Insurance Services
    San Diego, CA
  • 12/2017 → 02/2022
    Tbnj Agency
    Crozet, VA
  • 12/2018 → 12/2021
    Virginia Region Of The National Speleological Society
    Huntsville, AL
  • 03/2019 → 01/2020
    Us Soccer Foundation (Ussf)
    Chicago, IL
  • 05/2019 → 11/2023
    Netlaw, Inc
    Louisville, KY
  • 06/2019 → 02/2022
    Crozet Trolley
    Crozet, VA
  • 01/2020 → 11/2025
    Charlottesville Grotto Of The National Speleological Society
    Crozet, VA
  • 12/2019 → Present
    The Heartland Institute Of Financial Education (Hife)
    Greenwood Village, CO
  • 02/2020 → 03/2020
    Field School Of Charlottesville
    Crozet, VA
  • 01/2020 → 11/2022
    Crozet United Methodist Church
    Crozet, VA
  • 01/2021 → 03/2025
    Western Albermarle Rescue Squad
    Crozet, VA
  • 01/2022 → 12/2025
    7Bnj Incorporated
    North Garden, VA
  • 07/2018 → Present
    Blue Ridge Mountain Rescue Group, Inc.
    Charlottesville, VA
  • 07/2018 → Present
    North Garden Volunteer Fire Company
    North Garden, VA
  • 11/2022 → Present
    National Speleological Foundation
    Perkasie, PA
  • 01/2025 → 12/2025
    Cove Garden Ruritan Club
    North Garden, VA
  • 01/2021 → Present
    Western Albemarle Rescue Squad - Secretary
    Crozet, VA
  • 09/2025 → Present
    Netlaw
    Louisville, KY
  • 07/2026 → Present
    A Nice Yard, Llc
    Estancia, NM
Previous Registrations
  • 2009-04-02 → 2012-01-06
    Investment Advisors International, Inc.
    Albuquerque, NM
Other Businesses

Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. Artist/ Albuquerque Nm 87111, Start Date 10-2012, Not Investment Related, Sole Owner in Charge of Creating Art, Creating Art for Public Consumption, 5 Hrs./Week. NATIONAL SPELEOLOGICAL FOUNDATION POSITION: Emeritus NATURE: Science Education Not INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/20/2022 ADDRESS: 1008 West Schwenk Mill Road, Perkasie PA 18944, United States DESCRIPTION: I have no more responsibilities or daily activities as Emeritus. I read the emails sent to me and am able to show up at meetings and provide commentary. I have no voting rights, nor hold any official capacity. The Heartland Institute of Financial Education (HIFE)/ Emp Dates: 1219 To Present/ not Investment Related: No /Address: Greenwood Village, Co 80111/ Position: Cfed Registry Instructor / Nature of Business: Certified Financial Education Instructor Teaching Adults Financial Education, Usually at Their Workplace/Hrs. Work Monthly: 20/Sec Trading Hrs.: 0/ Duties: Teach And Be A Coach For Adults Who Seek Financial Education From A Certified Financial Education Registry Instructor Blue Ridge Mountain Rescue Group/ not investment related/ position is Callout Qualified / Observatory Mountain Engineering Research Facility, Old Reservoir Rd, Charlottesville, VA 22903 / HRs during trading 0/ search and rescue missions occur randomly. North Garden Volunteer Fire Company/ not investment related / Volunteer Fire Fighter / hrs monthly - 10/ during trading 0/ 4907 Plank Rd, North Garden, VA 22959 North Garden Volunteer Fire Company/ not investment related / Volunteer Fire Fighter / hrs monthly - 10/ during trading 0/ 4907 Plank Rd, North Garden, VA 22959 NATIONAL SPELEOLOGICAL FOUNDATION POSITION: CMTE CO-CHAIRMAN NATURE: Science Education not INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/20/2022 ADDRESS: HUNTSVILLE, AL, United States DESCRIPTION:NA. WESTERN ALBEMARLE RESCUE SQUAD - SECRETARY POSITION: Secretary NATURE: Volunteer fire department. Not INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2021 ADDRESS: 1265 Crozet Ave, P.O. Box 188, Crozet VA 22393, United States DESCRIPTION: Nothing financial related. Typical secretarial duties for the volunteer fire department. Not a paid position. NETLAW POSITION: Agent NATURE: Estate Planning INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 09/29/2025 ADDRESS: 12910 Shelbyville Road, Louisville KY 40243, United States DESCRIPTION: Assist clients to input their data into a software program for wills, trusts, and estate planning and work with the Hargrove Firm's legal teams. A NICE YARD, LLC POSITION: Landscaper NATURE: Landscaping INVESTMENT RELATED: No NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 6 START DATE: 07/01/2026 ADDRESS: 1310 Senter Avenue, Estancia NM 87016, United States DESCRIPTION: I will be a laborer that will be digging trenches, laying conduit for electricity, concrete work, tile and flagstone placement, French drainwork, gardening, running water lines, fencework, welding for gates, installing driveways, assisting with outdoor buildings and general property maintenance.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-02-26
S63 Uniform Securities Agent State Law Examination 2002-02-22
  • S65 Uniform Investment Adviser Law Examination
    2009-02-26
  • S63 Uniform Securities Agent State Law Examination
    2002-02-22

View on SEC IAPD

More in Albuquerque, NM

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor