Eric Brian Waggoner

Current Employers

Employment History

• 11/2007 → 06/2019
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 11/2007 → 06/2019
  Northwestern Mutual Investment Services, Llc
  Troy, MI
• 07/2013 → 06/2019
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI
• 02/2019 → Present
  Michigan State University
  East Lansing, MI
• 07/2019 → Present
  Lpl Financial Llc
  East Lansing, MI
• 07/2019 → Present
  Private Advisor Group, Llc
  East Lansing, MI

Previous Registrations

• 2010-03-05 → 2016-09-14
  Northwestern Mutual Investment Services, Llc
  East Lansing, MI
  Troy, MI
  East Lansing, MI
  East Lansing, MI

Other Businesses

1. 07/01/2019 - BLACK TIE CATTLE COMPANY/ BUSINESS OWNER/ INVESTMENT RELATED/ 0%/ OKEMOS, MI/ Start Date: 7/1/2019 . 2. 07/01/2019 - MICHIGAN STATE UNIVERSITY/ OUTSIDE, W-2 EMPLOYMENT/ INVESTMENT RELATED/ Start Date:09/01/2019 / 20%/ EAST LANSING, MI 3. . 07/01/2019 - REAL ESTATE RENTAL/ REAL ESTATE RENTAL/ INVESTMENT RELATED/ 0%/ 120 SWART ST, EAST LANSING, MI 48823 - Start Date: 06/01/2013. 4. 07/01/2019 - WAGGONER GROUP, INC/ BUSINESS ENTITY FOR TAX, INVESTMENT PURPOSES ONLY/ INVESTMENT RELATED/ 0%/ Start Date:01/01/2017 - OKEMOS, MI 5. 07/01/2019 - BLEAKLEY FINANCIAL GROUP/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 0%/ FAIRFIELD, NJ - Start Date: 7/1/2019 6. 07/01/2019 - WAGGONER FINANCIAL/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 50%/ OKEMOS, MI - Start Date: 7/1/2019. 7. 5/14/2020 - Waggoner Group, Inc. - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Managing Director - Start Date: 12/02/2019 - 20 Hours Per Month/20 Hours During Securities Trading 8. 6/16/2020 - Private Advisor Group - DBA: (hybrid) Waggoner Financial - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 7/1/2018 - 34 Hours Per Month - Time Spent 50% - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 06/2020. I expect to spend approximately 34 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 9. 6/16/2020 - Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Started 7/1/2019 - 34 Hours Per Month - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 06/2020. I expect to spend approximately 34 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 10. 04/25/2022 - Waggoner Financial - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date: 04/14/2022 - 10 Hours Per Month/10 Hours During Securities Trading. 11. 08/14/2023- Waggoner Global Advisors- DBA for LPL Business (entity for LPL business)- INV REL- At Reported Business Location(s)- Start 07/31/2023- 20 Hours Per Month/ 10 Hours During Trading 12. 09/27/2023 - Waggoner Group, Inc. - Other - Estate Planning - Facilitator - Not Investment Related - At Reported Business Location(s)- Start Date 09/25/2023 - 10 Hours Per Month/ 10 Hours During Trading 13. 03/14/2024 - Waggoner Group, Inc. - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Start Date: 05/11/2020 - 10 Hours Per Month/0 Hours During Securities Trading - Tax Planning. 14) 08/29/2025 - Other - Rover Dog Sitter - Not Investment Related - Lansing, MI - Start Date:01/01/2023 - 20 Hrs/Mth - 0 Hrs During Trading.

Exams

• S63 Uniform Securities Agent State Law Examination
  2007-12-20

Designations