Dawn Tyra Tobin

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2010 → 07/2021
  Great Scott Financial
  Lebanon, NJ
• 09/2013 → 10/2019
  Cetera Advisor Networks Llc
  El Segundo, CA
• 01/2016 → 10/2019
  Vicus Capital, Inc.
  State College, PA
• 10/2019 → 07/2021
  Commonweatlh Financial Network
  Waltham, MA
• 08/2021 → 09/2021
  Massmutual Life Insurance Company
  Center Valley, PA
• 09/2021 → Present
  Mml Investors Services, Llc
  Center Valley, PA

Previous Registrations

• 2019-10-25 → 2021-07-27
  Commonwealth Financial Network
  Bethlehem, PA
• 2016-01-27 → 2019-10-25
  Vicus Capital, Inc.
  Bethlehem, PA

Exams

• S66 Uniform Combined State Law Examination
  2001-06-28

Other Names

• Dawn Tyra Keeler