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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2014-11-17
TX RA APPROVED_RES 2014-11-13
NC RA APPROVED 2014-11-12
OH RA APPROVED 2014-11-12
GA RA APPROVED 2012-10-04
  • LA RA
    APPROVED
    Since 2014-11-17
  • TX RA
    APPROVED_RES
    Since 2014-11-13
  • NC RA
    APPROVED
    Since 2014-11-12
  • OH RA
    APPROVED
    Since 2014-11-12
  • GA RA
    APPROVED
    Since 2012-10-04

Branch Locations

3424 Peachtree Road Ne Floor 17 & 18, Atlanta, GA 30326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P Morgan Chase Bank Atlanta GA 10/2012 Present
J.P Morgan Securities Llc. Atlanta GA 10/2012 Present
Previous Registrations
  • 2011-05-27 → 2012-02-16
    Atlanta, GA
    Atlanta, GA
    Atlanta, GA
Other Businesses

Effective 6/15/2018 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-05-25
S63 Uniform Securities Agent State Law Examination 1999-10-26
  • S65 Uniform Investment Adviser Law Examination
    2011-05-25
  • S63 Uniform Securities Agent State Law Examination
    1999-10-26
Other Names
  • Rodney Oneil Beasley

View on SEC IAPD

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