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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2026-06-15 |
| TX | RA | APPROVED | 2026-06-15 |
Branch Locations
8114 Cantrell Road Suite 200, Little Rock, AR 72227 • United States
8114 Cantrell Road Suite 200,, Little Rock, AR 72227 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Little Rock | AR | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Little Rock | AR | 11/2016 | 08/2019 |
| Wells Fargo Advisors Financial Network, Llc | Little Rock | AR | 08/2019 | 06/2026 |
| Lpl Financial, Llc | Little Rock | AR | 06/2026 | Present |
1. 05/2026 - VM Place LLC - Business Entity For Tax/Investment Purposes Only - Investment related - Little Rock AR 72227 - 01 Hrs/Mth - 00 Hrs During Trading - OBA start date: 08/10/2020 2. 05/2026 - BVJ Wealth Management LLC - DBA for LPL Business (entity for LPL business) - Investment related - At Reported Business Location(s) - 04 Hrs/Mth - 04 Hrs During Trading - OBA start date: 6/15/2026
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-10-26 |
| S63 | Uniform Securities Agent State Law Examination | 1999-10-01 |
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