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Kimberly Jean Baxter

Wealth Enhancement Advisory Services, LLC

Plymouth, MN

Pittsford, NY

CRD 4389779

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Employer firm

Wealth Enhancement Advisory Services, LLC CRD 116407

$122B regulatory AUM 327 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • ERISA 3(38) INVESTMENT MANAGER

From the firm’s Form ADV. Read the guides:

Current Employers
Wealth Enhancement Advisory Services, Llc

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-11-02
  • NY RA
    APPROVED
    Since 2021-11-02

Branch Locations

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

1040 Pittsford Victor Rd, Pittsford, NY 14534 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Manning & Napier Investor Services, Inc. Fairport NY 10/2005 03/2020
Manning & Napier Advisors, Llc Fairport NY 08/2011 02/2018
Manning & Napier Advisors, Llc Fairport NY 02/2018 03/2020
Wealth Enhancement Group Pittsford NY 11/2021 Present
Wealth Enhancement Advisory Services Pittsford NY 11/2021 Present
Qci Asset Management Pittsford NY 03/2020 10/2021
Wealth Enhancement Brokerage Services Pittsford NY 03/2026 Present
  • 10/2005 → 03/2020
    Manning & Napier Investor Services, Inc.
    Fairport, NY
  • 08/2011 → 02/2018
    Manning & Napier Advisors, Llc
    Fairport, NY
  • 02/2018 → 03/2020
    Manning & Napier Advisors, Llc
    Fairport, NY
  • 11/2021 → Present
    Wealth Enhancement Group
    Pittsford, NY
  • 11/2021 → Present
    Wealth Enhancement Advisory Services
    Pittsford, NY
  • 03/2020 → 10/2021
    Qci Asset Management
    Pittsford, NY
  • 03/2026 → Present
    Wealth Enhancement Brokerage Services
    Pittsford, NY
Other Businesses

WEALTH ENHANCEMENT ADVISORY SERVICES - REGISTERED ADMIN - PITTSFORD, NY. 160 HOURS PER MONTH, 0 HOURS DURING TRADING HOURS.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2001-06-08
  • S63 Uniform Securities Agent State Law Examination
    2001-06-08
Designations
  • Certified Financial Planner
Other Names
  • Kimberly Jean Cook

View on SEC IAPD

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