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Aaron Antonio Buitron Romero

Banorte Asset Management, Inc.

The Woodlands, TX

Houston, TX

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Current Employers
Banorte Asset Management, Inc.

5075 Westheimer Suite 975W, Houston, TX 77056 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-07-17
  • TX RA
    APPROVED
    Since 2019-07-17

Branch Locations

9950 Woodloch Forest Dr Suite 1250, The Woodlands, TX 77380 • United States

5075 Westheimer Suite 975W, Houston, TX 77056 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Banorte Securities International, Ltd. Houston TX 09/2013 Present
Banorte Asset Management, Inc. Houston TX 01/2018 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-05-08
S63 Uniform Securities Agent State Law Examination 2015-03-11
  • S65 Uniform Investment Adviser Law Examination
    2018-05-08
  • S63 Uniform Securities Agent State Law Examination
    2015-03-11
Other Names
  • Aaron Buitron
  • Aaron Buitron

View on SEC IAPD

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LEISL MAJ DODSON
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JAMES ALBERT MAHDAK
SUSAN MARIE HILL

Other Offices

PROVIDENT WEALTH ADVISORS, LLC · THE WOODLANDS, TX
AMERIPRISE FINANCIAL SERVICES, LLC · THE WOODLANDS, TX
J. W. COLE ADVISORS, INC. · THE WOODLANDS, TX
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · The Woodlands, TX
AMERIPRISE FINANCIAL SERVICES, LLC · The Woodlands, TX
ROSSBY FINANCIAL, LLC · The Woodlands, TX
STATE FARM INVESTMENT MANAGEMENT CORP. · The Woodlands, TX
ALLSTATE FINANCIAL ADVISORS, LLC · Spring, TX

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