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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2015-12-22 |
| FL | RA | APPROVED | 2015-09-03 |
Branch Locations
101 E Kennedy Blvd Pbig - Florida Pwm Tampa, Tampa, FL 33602 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America, N.A. | Tampa | FL | 06/1997 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Tampa | FL | 10/2009 | Present |
I*94740 For profit or not for profit: Non-Profit Organization Name of outside business organization: Juvenile Diabetes Research Foundation Investment related: N Address of business: St. Peterburg, Florida 33702 Nature of business: Charitable Organization, Position, title, association: , Start date of relationship: 6/14/2016 Number of hours devoted: 4 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: JDRF raises money for Juvenile Diabetes research. My job duties will simply be a board member stewarding donors and planning events.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-09-01 |
| S63 | Uniform Securities Agent State Law Examination | 2001-07-23 |
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