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Current Employers
Alliancebernstein L.P.

501 Commerce Street, Nashville, TN 37203 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-07
DC RA APPROVED 2014-09-26
TX RA APPROVED_RES 2014-08-27
FL RA APPROVED 2013-12-26
PA RA APPROVED 2004-12-10
  • NY RA
    APPROVED
    Since 2021-05-07
  • DC RA
    APPROVED
    Since 2014-09-26
  • TX RA
    APPROVED_RES
    Since 2014-08-27
  • FL RA
    APPROVED
    Since 2013-12-26
  • PA RA
    APPROVED
    Since 2004-12-10

Branch Locations

1735 Market Street Suite 3800, Philadelphia, PA 19103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bernstein New York NY 04/2001 Present
  • 04/2001 → Present
    Bernstein
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-09-14
  • S66 Uniform Combined State Law Examination
    2001-09-14

View on SEC IAPD

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