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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-04-12 |
| NY | RA | APPROVED | 2024-04-10 |
Branch Locations
1688 Monroe Ave, Rochester, NY 14618 • United States
305 Madison Avenue, Morristown, NJ 07960 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Pittsford | NY | 10/2012 | 02/2017 |
| Rbc Capital Markets, Llc | Rochester | NY | 05/2017 | 04/2024 |
| City National Bank | Rochester | NY | 09/2017 | 04/2024 |
| Lpl Financial Llc | Rochester | NY | 04/2024 | Present |
| Private Advisor Group, Llc | Morristown | NJ | 04/2024 | Present |
1. 4/01/2024 - Insurance Sales- Non-Variable Insurance- Investment Related- 12 hrs per mnth- 1/2 hrs during trading- start date 1/01/2024 2. 4/01/2024 - Monarch Wealth Management- DBA for LPL Business (entity for LPL business)- Investment Related- 160 hrs per mnth- 8 hrs during trading- start date 2/26/2024 3. 4/01/2024 - Real Estate Rental- Real Estate Rental- Investment Related -start date 09/01/2016 4. 04/24/2024 - Private Advisor Group - Registered Investment Advisor Hybrid - Advisor - Investment Related - At Reported Business Location(s) - Start Date 02/26/2024 - 160 Hours Per Month/ 8 Hours During Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 4/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its service6s at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 04/24/2024 - Monarch Wealth Management, LLC - Registered Investment Advisor DBA - Investment Related - At Reported Business Location(s) - Start Date 02/26/2024 - 160 Hours Per Month/ 8 Hours During Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 4/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its service6s at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-03-17 |
| S63 | Uniform Securities Agent State Law Examination | 2001-06-08 |
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